Compliance Officers’ Certification

Course Overview

A practical course that will give you a solid understanding of core compliance issues. Suitable for anyone who wants to learn more about compliance and the regulatory environment.

This certification is to lay down the minimum standards of knowledge and skills that are required to perform the identified functions those are essential to the job/position of the Compliance Officer.

Assessment Structure

  • This will be a 150 minutes examination of 100 Multiple Choice Questions (MCQs).
  • All questions will carry equal marks.
  • There will be no negative marking.

Awarding Body

This certification is awarded by the Institute of Financial Markets of Pakistan (IFMP) and the examination is conducted on the IFMP Learning Management System (LMS).

Learning Objectives

This certification is intended to enable the individuals designated to undertake or manage the regulatory compliance requirements for their respective firms have the necessary knowledge and skill levels to carry out their responsibilities of their job in a responsible manner.

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Module 1: Course Overview

Module 2: Fundamentals of Compliance

Module 3: Compliance Roles and Responsibilities

Module 4: Establishing and Monitoring Compliance

Module 5: Risk Management and Compliance

Module 6: Costs and Benefits of Compliance

Module 7: Guidelines for Compliance

Module 8: Internal Controls

Module 9: The Internal Audit Role

Module 10: Professionalism

Module 11: Corporate Governance Perspectives

Price: $350

This Course includes:

   Text-based content

   8 Weeks